Richard Rothberg

Principal

For over 40 years, Richard Rothberg has devoted his practice to trusts and estates, with a focus on representing high-net-worth individuals and families. A trusted advisor, Richard understands the needs of his clients and hones his advice to meet their particular needs. His practice includes personal wealth transfer planning, estate and trust administration, and estate, gift, and generation-skipping tax planning. Richard helps his clients navigate fiduciary income tax issues, resolve estate and gift tax disputes, and manages wealth transfer litigation.

Richard counsels families with their marital planning, offering strategic legal and financial guidance for marriages, including those of children and other family members. He also prepares and negotiates prenuptial and postnuptial agreements, ensuring that his client's interests are well-protected.

Richard is well-respected by his peers and is a leader in the legal profession. He is a former chair of the Trusts and Estates Section of the New York State Bar Association and a fellow of the American College of Trust and Estate Counsel. He has been named to Best Lawyers, Trust and Estates, and Super Lawyers® of New York. 

Throughout his career, Richard has authored articles on estate planning, tax strategies, and business planning, including federal and state estate taxes, retirement plan benefits, S Corporations, and the valuation of family businesses. He has shared his insights in legal and tax journals and has spoken on these topics at numerous professional events and conferences.

    Education

    • Harvard Law School (J.D., cum laude)
    • Northwestern University (B.A.)

    State Bar Admissions

    • New York

    Court Admissions

    • United States District Court for the Southern District of New York
    • United States District Court for the Eastern District of New York
    • United States District Court for the Northern District of Indiana

    Professional Affiliations

    • New York State Bar Association, Former Chair, Trust and Estates Law
    • American College of Trust and Estate Counsel, Member

    Recognitions

    • Named to The Best Lawyers in America® for Trusts and Estates (1997-2027)
    • A-V Preeminent Rating from Martindale-Hubbell
    • Selected to New York Super Lawyers® (2023)   
    • Estates and Trusts

"My father was a lawyer in Fort Wayne, Indiana. Growing up, I had no idea what that meant, but he had an office full of papers on a high floor in the tallest building in Indiana, and it all seemed very important. The only other choice I knew about was doctor, but my hands were clumsy, and I couldn't stand the sight of blood, so I went to law school.

That's where I learned that the world is made up of complex systems that aren't user friendly, and I was very good at understanding how to navigate those systems and solve real-life problems. I took up trusts and estates as my field of specialty because I love helping people, explaining complex issues in understandable terms, and solving math problems, and it's a great way to do all of those things."

Richard Rothberg

  • Biography
  • Publications & News

Firm Highlights

  • Events
    AIA Tri-State Conference
    Princeton will serve as the backdrop for three days of connection, learning, and design leadership. From keynotes to tours to the Tri-State Design Awards, this year’s conference is designed to go far beyond education sessions. Kick off the week with pre-conference intensives and individual state component Design Award celebrations, followed by three days of education, inspiration, networking, and design excellence at the 2026 AIA Tri-State Conference—featuring pre-conference intensives, three keynote speakers, 25 education sessions, curated tours, an expo, spec academies, and the AIA Tri-State Design Awards—bringing together architects and design professionals from New Jersey, New York, and Pennsylvania to connect, learn, and celebrate the best of the profession. G2. Designing Secure Practices: Cybersecurity, Data Privacy, Contractual Provisions, and Insurance Risks for Architects (4:00 PM - 5:30 PM) Architects and design professionals increasingly rely on cloud platforms, BIM software, and digital tools to manage sensitive data, creating cybersecurity and privacy risks. A single incident can trigger liability claims, regulatory obligations, reputational harm, and insurance challenges. Yet many firms underestimate how contracts, insurance, and internal practices intersect during a breach. This program offers legal and insurance perspectives on cyber risk in architecture, examining liability exposure, risky contract provisions, and mitigation strategies. A cyber insurance expert will explain policy responses, coverage gaps, coordination with professional liability, and best practices for aligning insurance with contractual risk and protecting firms from evolving cyber threats. Learning Objectives: Identify key cybersecurity and data privacy risks faced by architecture firms and explain how these risks can impact professional liability and project outcomes. Analyze common contractual provisions to determine which clauses may increase exposure to cyber incidents and propose strategies to mitigate these risks. Evaluate the scope and limitations of cyber insurance policies, including coordination with professional liability coverage, to determine how a policy would respond in a breach scenario. Develop actionable risk management strategies by integrating legal, contractual, and insurance considerations to protect sensitive client and project data.
  • Blog Posts
    Prenups: The Marriage Contract You Need to Talk About Before Saying “I Do”
    What if talking about a prenup isn't about planning for divorce, but about having honest conversations before you get married? In this episode of Love Ends, Law Begins, hosts Fara Rodriguez and Stephanie Lehman take a closer look at one of the most misunderstood legal documents in marriage: the prenuptial agreement. They discuss why prenups are becoming more common, what couples should consider when creating one, and some of the unusual clauses people have tried to include. From infidelity and social media clauses to financial arrangements and “walk away” agreements, the conversation explores how prenups can be tailored to a couple's individual circumstances. Fara and Stephanie also discuss the importance of thinking beyond the present and considering how marriage, children, careers, finances, and even moving to another state could affect a prenup in the future. They explain why couples need to understand what they're agreeing to, especially when one spouse may eventually become a stay at home parent or sacrifice their own earning potential. Whether you're engaged, considering a prenup, or simply curious about how these agreements work, this conversation offers a practical look at the financial and legal conversations couples should have before walking down the aisle. In this episode, you'll hear about: • Why couples choose to create prenuptial agreements • What a “walk away” agreement means • How marriage can change the way couples approach finances • What happens when one spouse becomes a stay at home parent • Lifestyle, infidelity, and social media clauses • Why child custody and child support can't be predetermined in a prenup • The importance of financial transparency before marriage • How future careers, children, and relocation can impact a prenup • Why state laws matter when couples move after signing an agreement • How a prenup can serve as a roadmap for dividing assets if a marriage ends