Offit Kurman’s financial institutions regulatory attorneys provide legal representation and counseling to ensure our clients achieve compliance, effectiveness, and success amidst evolving regulatory landscapes. We represent clients before federal and state agencies and advise businesses on corporate transactions affected by the latest industry rules. Our integrated approach leverages attorney competence across multiple practice areas to enhance the value of each client’s business.
We offer a wide range of services tailored to financial institution clients, including:
- Investigation and enforcement representation
- Federal and state regulatory compliance
- Advice on loan originator compensation
- Litigation, mediation, and arbitration services
- Mergers and acquisitions guidance
- Multi-state Licensing and agency approvals
- Support for corporate operations
- AML Audits
- Loan Officer Agreements
Our attorneys, with experience representing mortgage lenders, brokers and related companies, work in close collaboration with our employment litigation and compliance team. This collaborative approach ensures we can defend employment and labor claims that intersect with regulatory issues. We have a strong track record of representing clients before critical federal and state regulatory bodies. We assist clients in implementing policies and procedures to comply with federal regulations and agency guidelines, including TILA-RESPA Integrated Disclosures, Qualified Mortgage Rules, FHA mortgage guidelines, and RESPA Anti-Kickback provisions.
