Legal Blog

Compensation and Compliance Matters – September 13, 2013

What’s in a Contract? An LO Comp Audit, or an Ally? Now more than ever, lenders have to pay careful attention to their contracts with employees, which in some cases will form the basis of an audit or regulatory investigation (e.g. LO comp). However, Lenders must not forget that an employment agreement is more than a recap of the compensation plan for a regulator to examine.  Read more